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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Dallas | TX | 06/2015 | 01/2019 |
| Bb&T Investments | Charlotte | NC | 06/2015 | 01/2018 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 01/2019 |
| Bb&T | Dallas | TX | 01/2019 | 12/2019 |
| Suntrust Investment Services, Inc | Atlanta | GA | 12/2019 | 10/2020 |
| Suntrust Bank | Dallas | TX | 12/2019 | 11/2023 |
| Suntrust Investment Services,Inc. | Atlanta | GA | 10/2020 | 11/2023 |
| Ameriprise Financial Services, Llc | Dallas | TX | 11/2023 | Present |
Outside Employment; Comerica Bank; lead and manage the North and Central Texas Region team - Comerica Private Wealth Management.; Comerica Bank Private Wealth Management; 8225 Preston Road, 2nd floor, Dallas, TX, 75225; Investment-Related; 11/30/2020; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-24 |
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