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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-14 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
321 N. Clark Street, Suite 1020, Chicago, IL 60654 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments L.L.C. | Chicago | IL | 06/1995 | 01/2022 |
| Hightower | Chicago | IL | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-04 |
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