Best Investors Account Sign in

Lorraine Geraldine Hutchinson

Hightower Advisors, LLC

Chicago, IL

Chicago, IL

CRD 2843758

Claim This Profile
Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-14
  • IL RA
    APPROVED
    Since 2022-01-14

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

321 N. Clark Street, Suite 1020, Chicago, IL 60654 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments L.L.C. Chicago IL 06/1995 01/2022
Hightower Chicago IL 01/2022 Present
  • 06/1995 → 01/2022
    Wayne Hummer Investments L.L.C.
    Chicago, IL
  • 01/2022 → Present
    Hightower
    Chicago, IL
Previous Registrations
  • 2008-02-27 → 2022-01-14
    Wintrust Investments Llc
    Chicago, IL
    Chicago, IL
  • 2002-05-02 → 2006-12-31
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-19
S63 Uniform Securities Agent State Law Examination 1997-03-04
  • S66 Uniform Combined State Law Examination
    2002-04-19
  • S63 Uniform Securities Agent State Law Examination
    1997-03-04
Designations
  • Certified Financial Planner
Other Names
  • Lorraine Geraldine Walker
  • Lorraine Geraldine Hutchinson

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor