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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-18 |
Branch Locations
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Los Angeles | CA | 10/2012 | 01/2021 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2012 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 01/2021 | Present |
FREMONT PLACE LOS ANGELES HOMEOWNERS ASSOCIATION, INC; NOT INV. RELATED; LOS ANGELES, CA; PRESIDENT; START DATE 01/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING, ATTEND / RUN MEETINGS TO DISCUSS ISSUES AFFECTING THE NEIGHBORHOOD. ALTERITY CONCEPTS, LLC; NOT INV. RELATED; LOS ANGELES, CA; 40% OWNERSHIP; START DATE 01/01/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SKIN CARE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
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