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Benjamin A Burger

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-03-12
  • IL RA
    APPROVED
    Since 2009-03-12

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 12/2006 Present
  • 12/2006 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
Previous Registrations
  • 2001-08-06 → 2005-08-29
    Morgan Stanley Dw Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-15
S63 Uniform Securities Agent State Law Examination 1997-03-25
  • S65 Uniform Investment Adviser Law Examination
    1997-04-15
  • S63 Uniform Securities Agent State Law Examination
    1997-03-25

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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