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Steve H Nguyen

Bryn Mawr Trust Advisors, LLC

Princeton, NJ

Philadelphia, PA

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Current Employers
Bryn Mawr Trust Advisors, Llc

1818 Market Street 22Nd Floor, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-09
  • NJ RA
    APPROVED
    Since 2025-10-09

Branch Locations

47 Hulfish Street Suite 320, Princeton, NJ 08542 • United States

1818 Market Street 22Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sovereign Bank Philadelphia PA 05/2008 05/2017
Santander Securities Llc Guaynabo PR 09/2012 05/2017
Citizens Securities, Inc. Havertown PA 05/2017 07/2019
Commonwealth Financial Network Waltham MA 08/2019 09/2025
Wsfs Wealth Investments Greenville DE 08/2019 08/2025
Bryn Mawr Trust Advisors, Llc Philadelphia PA 09/2025 Present
Previous Registrations
  • 2019-08-12 → 2025-09-16
    Commonwealth Financial Network
    Pennsauken, NJ
    Burlington, NJ
    Wilmington, DE
    Moorestown, NJ
    Philadelphia, PA
  • 2017-06-08 → 2019-08-02
    Citizens Securities, Inc.
    Springfield, PA
    Havertown, PA
    Springfield, PA
    Broomall, PA
    Plymouth Meeting, PA
    Havertown, PA
    Conshohocken, PA
  • 2012-09-19 → 2017-05-30
    Santander Securities Llc
    Mercerville, NJ
    Princeton, NJ
    Robbinsville, NJ
    Princeton, NJ
    Yardley, PA
    Ewing, NJ
    Toms River, NJ
    Princeton Junction, NJ
    Hamilton, NJ
    Robbinsville, NJ
    Skillman, NJ
    Monroe Township, NJ
    Princeton, NJ
    Lawrenceville, NJ
    Pennington, NJ
    Philadelphia, PA
    Bensalem, PA
    Burlington, NJ
    Villanova, PA
    West Windsor, NJ
    Skillman, NJ
    Princeton Junction, NJ
    Princeton, NJ
    Hamilton, NJ
    Skillman, NJ
    Robbinsville, NJ
    Bethlehem, PA
    Cherry Hill, NJ
    Villanova, PA
    Pennington, NJ
    Robbinsville, NJ
    Burlington, NJ
    Mt. Holly, NJ
    Toms River, NJ
  • 2009-02-09 → 2012-09-19
    Lpl Financial Llc
    Ewing, NJ
    Philadelphia, PA
    Hamilton, NJ
    Robbinsville, NJ
    Fort Mill, SC
    Hamilton, NJ
    Robbinsville, NJ
    Hamilton, NJ
    Burlington, NJ
    Mount Holly, NJ
    Palmyra, NJ
    Trenton, NJ
    Burlington, NJ
    Trenton, NJ
    Burlington, NJ
    Hamilton, NJ
    Hamilton, NJ
    Mercerville, NJ
    Haddonfield, NJ
    Mt. Holly, NJ
    Palmyra, NJ
    Robbinsville, NJ
    Burlington, NJ
    Mount Holly, NJ
    Palmyra, NJ
    Yardley, PA
  • 2005-08-01 → 2007-09-07
    Banc Of America Investment Services, Inc.
    Boston, MA
    Boston, MA
Other Businesses

Fixed insurance sales which are conducted less than 5%-10% of time spent during business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-30
S63 Uniform Securities Agent State Law Examination 2003-11-01
  • S66 Uniform Combined State Law Examination
    2005-07-30
  • S63 Uniform Securities Agent State Law Examination
    2003-11-01
Other Names
  • Steve Nguyen
  • Hung Thanh Nguyen
  • Steve Hung Thanh Nguyen

View on SEC IAPD

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