Best Investors
Account
Sign in
Best Investors
Account
Sign in
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-12-06 |
| TX | RA | APPROVED | 2016-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Addison | TX | 12/2009 | 11/2016 |
| Lpl Financial, Llc | Plano | TX | 11/2016 | 10/2020 |
| Level Four Advisory Services | Plano | TX | 12/2016 | Present |
| Level Four Financial, Llc | Dallas | TX | 10/2020 | Present |
1. 12/01/2016 - LEVEL FOUR WEALTH MANAGEMENT/LEVEL FOUR FINANCIAL / 50%/ PLANO, TX 2. 12/01/2016 - SELF-EMPLOYED MUSICIAN, COMPOSER, PRODUCER, BAND DIRECTOR/ MUSICIAN/ 0%/ PLANO, TX 3. 12/01/2016 - LEVEL FOUR INSURANCE SERVICES LLC/ NON-VARIABLE INSURANCE/ 5%/ PLANO, TX. 4. 12/7/2016 - LEVEL FOUR ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/1/2016 - 80 Hours Per Month/20 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through LEVEL FOUR ADVISORY SERVICES, an independent investment advisor firm. I started this business activity in 12/2016 . I expect to spend approximately 80 hours per month] on this activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-04 |
Reach out to this advisor