Frank Laurence Scott

Employer firm

Kelley Investments CRD 119099

$238M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Scott & Cronin Llp
  Encinitas, CA
• 03/2006 → Present
  Kelley Investments
  Delmar, CA
• 08/2009 → 09/2016
  Ceros Financial Services, Inc.
  South Boston, MA

Previous Registrations

• 2017-10-09 → 2024-12-31
  Kelley Investments
  Encinitas, CA
  Del Mar, CA
• 2006-03-01 → 2009-12-31
  Kelley Investments
  Del Mar, CA
• 2001-12-10 → 2006-02-02
  Lpl Financial Llc
  Del Mar, CA

Other Businesses

SCOTT AND CRONIN LLP; START DATE 1978; OWNER OF CPA FIRM; 200 HOURS PER MONTH; 50 HOURS PER WEEK DURING TRADING HOURS; NOT INVESTMENT RELATED.-----KELLEY INVESTMENTS; START DATE 06/2002; INVESTMENT ADVISOR REP; 8 HOURS PER MONTH; 2 HOURS PER WEEK DURING TRADING HOURS---- BAKER FOUNDATION; ONGOING; OFFICER OF CHARITY FOUNDATION; 15 HOURS PER MONTH; 2 HOURS PER WEEK DURING TRADING HOURS; NOT INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-15
• S66 Uniform Combined State Law Examination
  1999-11-01

Other Names

• Larry Scott