Raymond Dean Elgaard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2004-10-06
NV	RA	APPROVED	2004-05-27

TX RA
APPROVED_RES

Since 2004-10-06
NV RA
APPROVED

Since 2004-05-27

Branch Locations

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Las Vegas	NV	05/2004	Present

05/2004 → Present

Lpl Financial Llc

Las Vegas, NV

Previous Registrations

2002-09-05 → 2004-05-25

Morgan Stanley Dw Inc.

Las Vegas, NV

Other Businesses

(1) 6/29/2004 - DBA for LPL Business (entity for LPL business) - HALL OF FAME FINANCIAL STRATAGIES. (2) 3/1/2012 - DBA for LPL Business (entity for LPL business) - CANUCK FINANCIAL STRATEGIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-01
S63	Uniform Securities Agent State Law Examination	1997-02-01

S65 Uniform Investment Adviser Law Examination

1997-03-01
S63 Uniform Securities Agent State Law Examination

1997-02-01

View on SEC IAPD