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2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-04-12 |
| NM | RA | APPROVED | 2016-04-12 |
Branch Locations
Beverly Hills, MI • United States
2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Securities Llc | Santa Fe | NM | 03/2016 | 12/2024 |
| Thornburg Investment Management | Santa Fe | NM | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-02 |
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