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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED_RES | 2026-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baker, Brose & Mitsutome Wealth Management Llc | Walnut Creek | CA | 04/2013 | 06/2018 |
| Strategic Wealth Advisors Group | Sacramento | CA | 06/2018 | 06/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. Mr. Baker uses Baker Wealth Management, LLC as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Baker is registered at, and is related to his investment services practice. Mr. Baker devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Baker devotes to activity providing investment services through PAG. 2. Mr. Baker serves as a Board Member for the Contra Costa Taxpayers Association.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-14 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-14 |
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