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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-09-07
NJ RA APPROVED 2011-06-22
  • TX RA
    APPROVED
    Since 2011-09-07
  • NJ RA
    APPROVED
    Since 2011-06-22

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newark NJ 06/1995 Present
Other Businesses

I*495805 Entity Type, Name of OBA: a patel Address: jersey cityNew Jersey07307 Investment Related: Yes Compensation: Yes Position, Title, Association: Co-owner with other family members Employee Start Date: 01/01/2013 No Hours: Yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-20
  • S66 Uniform Combined State Law Examination
    2011-06-20

View on SEC IAPD

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