Best Investors Account Sign in

Caryn Marie Mcgrath

Mml Investors Services, LLC

North Attleboro, MA

CRD 2842305

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2017-03-25
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

130 S Washington Street Suite 101, North Attleboro, MA 02760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baystate Financial North Attleboro MA 01/2012 Present
Metlife Securities Inc. North Attleboro MA 01/2015 03/2017
Mml Investors Services, Llc North Attleboro MA 03/2017 Present
Massmutual Life Insurance Co North Attleboro MA 07/2016 Present
  • 01/2012 → Present
    Baystate Financial
    North Attleboro, MA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    North Attleboro, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    North Attleboro, MA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    North Attleboro, MA
Previous Registrations
  • 2015-10-05 → 2017-03-25
    Msi Financial Services, Inc.
    North Attleboro, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-19
  • S66 Uniform Combined State Law Examination
    2014-06-19
Other Names
  • Caryn Marie Bertino

View on SEC IAPD

Nearby Firms

PROACTIVE FINANCIAL SOLUTIONS 360, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
INTEGRATED WEALTH CONCEPTS LLC

Nearby Investors

Christopher David Gauthier
VANNAK SAO
Christopher J Kheirallah

Nearby Offices

PROACTIVE FINANCIAL SOLUTIONS 360, LLC · NORTH ATTLEBORO, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTH ATTLEBORO, MA
INTEGRATED WEALTH CONCEPTS LLC · NORTH ATTLEBORO, MA

More in North Attleboro, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor