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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-07-05 |
| TX | RA | APPROVED_RES | 2006-10-03 |
| MT | RA | APPROVED | 1998-05-02 |
Branch Locations
993 S 24Th St W Ste D, Billings, MT 59102 • United States
5830 E 2Nd St, Casper, WY 82609-4308 • United States
1490 S Price Rd Ste 307, Chandler, AZ 85286-6610 • United States
Chandler, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Billings | MT | 10/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Billings | MT | 03/2020 | Present |
Real Estate Ownership; Single Family; 4340 E Gail Ct, , Gilbert, AZ, 85296; Investment-Related; 04/11/2022. Business Ownership; Prairie Springs Group, LLC; Administration; Entity used to manage team-related expenses; 993 South 24th St W, Ste D, , Billings, MT, 59102; Not Investment-Related; 11/07/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-25 |
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