Mark Steven Stierman

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Stifel, Nicolaus & Company, Incorporated
  Florham Park, NJ

Previous Registrations

• 2004-12-15 → 2007-08-21
  Ryan Beck & Co.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

1. Temple B'Nai Abraham; 300 E Northfield RD, Livingston, NJ 07039; Synagogue; Board Member; 03/27/2023; 6 Hours per Year; Not during securities trading hours; Not Investment-Related. 2. Jewish Family Services of Central NJ; 655 Westfield Ave Elizabeth, NJ 07208; provides services for less fortunate and provides food pantry for those in need; board member; 01/20/2026; 3hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-14
• S63 Uniform Securities Agent State Law Examination
  1998-02-09