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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-14 |
| NJ | RA | APPROVED | 2007-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Florham Park | NJ | 08/2007 | Present |
1. Temple B'Nai Abraham; 300 E Northfield RD, Livingston, NJ 07039; Synagogue; Board Member; 03/27/2023; 6 Hours per Year; Not during securities trading hours; Not Investment-Related. 2. Jewish Family Services of Central NJ; 655 Westfield Ave Elizabeth, NJ 07208; provides services for less fortunate and provides food pantry for those in need; board member; 01/20/2026; 3hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-09 |
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