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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
16133 Ventura Blvd Suite 530, Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blue & Gold Fleet | San Francisco | CA | 07/1994 | Present |
| Raymond James Financial Services, Inc | Alameda | CA | 04/2003 | Present |
| Raymond James Financial Services Advisors, Inc | Alameda | CA | 01/2009 | Present |
| Blue & Gold Fleet | San Francisco | CA | 03/2006 | Present |
(1)Name of Business: Blue & Gold Fleet Address: Pier 41 Fishermans Wharf San Francisco, Ca., San Francisco, CA, 94133, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 03/20/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Vessel Operator
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-14 |
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