Annette Leigh Claudio

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-03-22

FL RA
APPROVED

Since 2013-03-22

Branch Locations

350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Plantation	FL	11/1996	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

11/1996 → 03/2020

Ameriprise Financial Services, Inc.

Plantation, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

Board of Directors; Honor Flight South Florida, Inc.; Director, Media and Communications; P.O. Box 16821, , Plantation, FL, 33318; Not Investment-Related; 10/15/2022; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-21

S66 Uniform Combined State Law Examination

2011-09-21

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews