Carla Elaine Stenberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-22
OR	RA	APPROVED	2003-04-30

TX RA
APPROVED_RES

Since 2016-01-22
OR RA
APPROVED

Since 2003-04-30

Branch Locations

Milwaukie, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco / Private Ledger)	Clackamas	OR	08/2002	Present

08/2002 → Present

Lpl Financial Llc (Formerly: Linsco / Private Ledger)

Clackamas, OR

Other Businesses

1. 4/8/2008 - DBA ONLY - CARLA STENBERG, FINANCIAL CONSULTANT - MILWAUKIE, OR 2. 11/10/2023 - Portland Rose Festival Foundation - Non-Profit Board Member - Director - Not Investment Related - 1020 SW Naito Parkway, Portland, OR 97204 - Start Date 11/15/2015 - 5 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-28
S63	Uniform Securities Agent State Law Examination	1999-07-07

S66 Uniform Combined State Law Examination

2003-04-28
S63 Uniform Securities Agent State Law Examination

1999-07-07

Other Names

Carla Rice

View on SEC IAPD