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Inactive

Tracy Kuo Shen

Florin Group, LLC

Mclean, VA

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Current Employers
Florin Group, Llc

1765 Greensboro Station Place Tower 1, Suite 900, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-10
MD RA APPROVED 2025-05-21
TX RA APPROVED_RES 2016-03-31
VA RA APPROVED 2013-08-30
  • DC RA
    APPROVED
    Since 2025-09-10
  • MD RA
    APPROVED
    Since 2025-05-21
  • TX RA
    APPROVED_RES
    Since 2016-03-31
  • VA RA
    APPROVED
    Since 2013-08-30

Branch Locations

1765 Greensboro Station Place Tower 1, Suite 900, Mclean, VA 22102 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Florin Group, Llc Mclean VA 08/2013 Present
Purshe Kaplan Sterling Investments Albany NY 10/2013 Present
  • 08/2013 → Present
    Mclean, VA
  • 10/2013 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1)TRACY SHEN 6815 STOCKWELL MANOR DR. FALLS CHURCH, VA 22043. BEGAN 8/1/12 SELLING LIFE INSURANCE. NOT INVESTMENT RELATED. DEVOTES 10 HRS/WK. 2 HRS DURING TRADING. 2)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) FLORIN GROUP, LLC. RIA. INVESTMENT RELATED. 1750 TYSONS BLVD, 15TH FLOOR, MCLEAN, VA 22102. MANAGING PARTNER. 08/2013. 160 HRS/MO. FINANCIAL ADVISOR 4)PKS FINANCIAL SERVICES; INVESTMENT RELATED 18 CORPORATE WOODS BLVD ALBANY, NY 12211; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-15
  • S66 Uniform Combined State Law Examination
    1999-04-15
Designations
Other Names
  • Tracy T Kuo
  • Tracy Tzayrong Kuo

View on SEC IAPD

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