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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-08-05 |
| TX | RA | APPROVED_RES | 2026-03-30 |
| CT | RA | APPROVED | 2007-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2007 | 12/2022 |
| Heritage Private Wealth Management | Monroe | CT | 06/2014 | Present |
| Commonwealth Financial Network | Waltham | MA | 12/2022 | Present |
1. TONY M. PALOMBA, , HERITAGE PRIVATE WEALTH MANAGEMENT, MANAGING MEMBER AND SOLE OWNER OF LLC CREATED FOR FIXED INSURANCE SALES AND SECURTIES BUSINESS OPERATING COMPANY, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. LIGHTHOUSE Personal Finance, MANAGING MEMBER AND SOLE OWNER OF LLC that conducts DEBT AND CREDIT COUNSELING, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-09 |
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