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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2014-06-30 |
| TX | RA | APPROVED | 2014-06-26 |
Branch Locations
7995 Moorsbridge Rd, Portage, MI 49024 • United States
Kalamazoo, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Portage | MI | 10/2016 | Present |
| Raymond James & Associates, Inc. | Kalamazoo | MI | 12/2005 | 10/2016 |
(1) Name of Business: Dimmers Rd Address: 6314 Killington Dr, Kalamazoo, MI, 49009, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 10/23/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband owns agricultural land which we rent to a local farmer to farm. We do not farm it ourselves and the land is in the name of our family Trust, where it is earmarked for our children but I am a trustee and do benefit from the rent. (2) Name of Business: Kalamazoo Civic Theatre Foundation Board Address: 329 S Park Street, Kalamazoo, MI, 49007, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Advisory Board Investment Related: Yes Start Date: 02/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve on the board of the foundation as an oversite to their endowment fund and approval of distributions to the Kalamazoo Civic Theatre for operating expenses. I also serve as Board Treasurer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-12 |
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