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20 N. Wacker Drive Suite 2027, Chicago, IL 60606-2902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-07-09 |
Branch Locations
20 N. Wacker Drive Suite 2027, Chicago, IL 60606-2902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Star Investment Services, Inc. | Chicago | IL | 07/2003 | 10/2016 |
| Newedge Securities, Inc. | Chicago | IL | 10/2016 | Present |
| North Star Investment Management Corp. | Chicago | IL | 12/2004 | Present |
1. NORTH STAR INVESTMENT MANAGEMENT CORPORATION~INVESTMENT RELATED~332 SKOKIE VALLEY ROAD, #221, HIGHLAND PARK, IL 60035~RIA~DIRECTOR OF TRADING~DECEMBER 2004~160HRS PER MONTH~130HRS PER MONTH DURING THE MARKET~EXECUTE EQUITY AND FIXED INCOME TRADES FOR FIRM 2. NEWEDGE SECURITIES, INC*Yes Invest*PITTSBURGH, PA*Registered representative*Registered broker dealer*11/1/16*160 Per mnth/160 during trade*investment services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-16 |
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