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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
San Francisco, CA • United States
8 Montgomery St, San Francisco, CA 94104-4625 • United States
8 Montgomery St, San Francisco, CA 94104-4625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Street Bank And Trust | San Francisco | CA | 08/2013 | 01/2017 |
| State Street Global Markets, Llc | San Francisco | CA | 08/2013 | 01/2017 |
| Allspring Global Investments | San Francisco | CA | 11/2021 | 09/2022 |
| Splendeftly Marketing Consulting | San Francisco | CA | 09/2022 | 03/2024 |
| Fidelity Investments | Westlake | TX | 03/2024 | Present |
| Wells Fargo Bank, N.A. | San Francisco | CA | 07/2018 | 11/2021 |
| Setwave Consulting | San Francisco | CA | 01/2017 | 07/2018 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-107928|OrgNmn:Thorogoodwaters LLC|Org Addr:Guernevill,California,US|OBA Nature:Property is a new construction|Invst Rel:Y|Title:50% owner of LLC with my spouse w|Duties:Local Sonoma County law requires the property be managed by a local management company. Russian River Vacation Rentals manages the property. I|StrtDt:04-15-24|TotHrs/mon:5|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-30 |
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