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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-09-09 |
Branch Locations
170 N Radnor Chester Rd Ste 110, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Philadelphia | PA | 08/2003 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2003 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNERSHIP, DIDDY & SWINDY, LLC, 202 PHEASANT RUN DR., PAOLI, , PENNSYLVANIA, 19301, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-OWNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-30 |
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