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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-05-06 |
| CT | RA | APPROVED | 2026-05-05 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-08-28 |
Branch Locations
2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States
225 South 6Th Street, Minneapolis, MN 55402 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Purchase | NY | 06/2009 | 09/2016 |
| Morgan Stanley & Co. Llc | Purchase | NY | 09/2016 | 01/2026 |
| Morgan Stanley Smith Barney Llc | Purchase | NY | 08/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-07 |
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