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Michael Frederick Grove

LPl Enterprise, LLC

Honolulu, HI

New York, NY

CRD 2840115

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-08-12
NY RA APPROVED 2024-11-14
  • HI RA
    APPROVED
    Since 2026-08-12
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

438 Hobron Lane Ph1, Honolulu, HI 96815 • United States

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. White Plains NY 05/2019 11/2024
Unemployed New York NY 05/2013 04/2018
American Savings Bank Honolulu HI 04/2018 08/2018
Unemployed New York NY 08/2018 05/2019
Prudential Insurance Company Of America White Plains NY 11/2019 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 05/2019 → 11/2024
    White Plains, NY
  • 05/2013 → 04/2018
    Unemployed
    New York, NY
  • 04/2018 → 08/2018
    American Savings Bank
    Honolulu, HI
  • 08/2018 → 05/2019
    Unemployed
    New York, NY
  • 11/2019 → Present
    Prudential Insurance Company Of America
    White Plains, NY
  • 11/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

1) 03/05/2025-Michael Grove Rental-Real Estate Rental-Inv Related-At Highland Park,IL-Start date 11/01/2001-0hrs/mth-0hrs/mth during trading 2) 03/05/2025-Michael Grove Rental 2-Real Estate Rental-Inv Related-At Honolulu, HI-Start date 11/01/2018-0hrs/mth-0hrs/mth during trading 3) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s) 4) 05/11/2026-Grove Strategic Wealth-Wealth Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/30/2026-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
S63 Uniform Securities Agent State Law Examination 2019-10-10
  • S66 Uniform Combined State Law Examination
    2021-12-10
  • S63 Uniform Securities Agent State Law Examination
    2019-10-10
Other Names
  • Michael F Grove

View on SEC IAPD

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