Jonathan David Straus

Current Employers

Commons Capital, Llc

75 2Nd Avenue Suite 410, Needham, MA 02494 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-22
MA	RA	APPROVED	2012-12-14

TX RA
APPROVED_RES

Since 2021-12-22
MA RA
APPROVED

Since 2012-12-14

Branch Locations

75 2Nd Avenue Suite 410, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commons Capital, Llc	Needham	MA	12/2012	Present
Mutual Securities, Inc	Newton	MA	01/2013	10/2018
Leigh Baldwin & Co., Llc	Cazenovia	NY	10/2018	Present

12/2012 → Present

Commons Capital, Llc

Needham, MA
01/2013 → 10/2018

Mutual Securities, Inc

Newton, MA
10/2018 → Present

Leigh Baldwin & Co., Llc

Cazenovia, NY

Previous Registrations

2009-07-16 → 2013-01-07

B. Riley Wealth Advisors, Inc.

Newton, MA

Boston, MA
2006-09-22 → 2009-07-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

New York, NY
2003-05-08 → 2004-03-17

Rbc Capital Markets, Llc

Wellesley Hills, MA

Other Businesses

1 - COMMONS CAPITAL, LLC, START: 07/09/09, 254 SECOND AVENUE SUITE 130 NEEDHAM, MA 02494, RIA, FOUNDING PRINCIPAL, FIXED INSURANCE, INVESTMENT RELATED, 220 HOURS PER MONTH, 10 HOURS PER DAY DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-09
S65	Uniform Investment Adviser Law Examination	2001-09-26
S63	Uniform Securities Agent State Law Examination	2000-05-01

S66 Uniform Combined State Law Examination

2007-02-09
S65 Uniform Investment Adviser Law Examination

2001-09-26
S63 Uniform Securities Agent State Law Examination

2000-05-01

Other Names

Jon D Straus

View on SEC IAPD