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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-10-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Burlington | IA | 03/1997 | 03/2017 |
| Metlife Securities Inc. | Burlington | IA | 03/1997 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 09/2017 |
| Mml Investors Services, Llc | Burlington | IA | 03/2017 | 09/2017 |
| Principal Life Insurance Company | Burlington | IA | 09/2017 | Present |
| Principal Securities Inc | Burlington | IA | 09/2017 | Present |
***Fixed Insurance; Investment Related; 320 N 3rd St, Suite 419, Burlington, IA 52601; Life, DI, Annuities, LTC; ; Start Date: 10/01/2017; 1 hrs per month; during trading hours. ***Fixed Insurance; Investment Related; 320 N 3rd St, Ste 419, Burlington, IA 52601; Medicare Supplement; Sales; Start Date: 12/01/2015; 2 hrs per month; 2 during trading hours.***Fixed Insurance; Investment Related; Burlington, IA; Agent; Hearing, Vision; Start Date: 09/20/2020; 1 hrs per month; 1 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-22 |
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