James Gray Galloway

Current Employers

Employment History

• 01/2001 → 09/2016
  Deutsche Bank Securities Inc.
  New York, NY
• 09/2016 → Present
  Raymond James & Associates, Inc.
  Winston-Salem, NC

Previous Registrations

• 2001-12-31 → 2016-09-06
  Deutsche Bank Securities Inc.
  Winston-Salem, NC
  Winston-Salem, NC

Other Businesses

(1)Name of Business: Address: 447 Carolina Circle, Winston-Salem, NC, 27104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/1992 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own & operate 3 small personal rental properties (2)Name of Business: Beech River Farm, LLC Address: 447 Carolina Circle, Winston-Salem, NC, 27104, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a Family Property we call a farm. We are trying to put it in the name of the LLC for liability reasons only. There is no income produced currently. It's just land we own and enjoy hiking and fishing on. (3)Name of Business: Galloway Family Properties, LLC Address: 447 Carolina Circle, Winston-Salem, NC, 27104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage Personal Rental Properties. Can purchase, sell and rent. (4)Name of Business: Old Town Club Address: 2875 Old Town Club Road, Winston-Salem, NC, 27106, United States Activity Type: Non profit Position/Title: Other, Board Member Investment Related: Yes Start Date: 11/19/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee member. I attend Board meetings and participate in discussions,. I'm a voting board member again as of January 2024. Finance and Board meetings are about once a month for a total of 2 hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-19
• S63 Uniform Securities Agent State Law Examination
  1997-01-24

Other Names

• Jimbo Galloway