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Frank Keith Duncan

LPl Financial LLC

Timonium, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-23
  • MD RA
    APPROVED
    Since 2025-05-23

Branch Locations

108 W Timonium Rd Ste 202, Timonium, MD 21093-7320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Timonium MD 08/2009 Present
Maryland Financial Group, Inc. Dba Duncan Investment Partners Rockville MD 03/2020 Present
Lpl Financial Timonium MD 08/2009 04/2021
  • 08/2009 → Present
    Lpl Financial
    Timonium, MD
  • 03/2020 → Present
    Maryland Financial Group, Inc. Dba Duncan Investment Partners
    Rockville, MD
  • 08/2009 → 04/2021
    Lpl Financial
    Timonium, MD
Previous Registrations
Other Businesses

1. 5/2010: Duncan Investment Partners - DBA for LPL Business (entity for LPL business) - INVESTMENT RELATED; At Reported Business Location(s) 2. 05/27/2010 - NON-VARIABLE INSURANCE DBA - DUNCAN INVESTMENT PARTNERS - At Reported Business Location(s) - Time Spent 5% 3) 02/26/2025 - Maryland Financial Group, Inc - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:06/01/2020 - 50 Hrs/Mth - 10 Hrs During Trading- I provide investment advisory services through Maryland Financial Group, Inc., an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-05
S63 Uniform Securities Agent State Law Examination 1997-09-19
  • S65 Uniform Investment Adviser Law Examination
    1998-11-05
  • S63 Uniform Securities Agent State Law Examination
    1997-09-19
Designations

View on SEC IAPD

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