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One Post Office Square, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express Financial Advisors Inc. | Minneapolis | MN | 10/2003 | 11/2016 |
| Ids Life Insurance Company | Minneapolis | MN | 10/2003 | 11/2016 |
| Riversource Distributors, Inc. | Minneapolis | MN | 10/2003 | 11/2016 |
| Riversource Fund Distributors, Inc | Minneapolis | MN | 10/2003 | 11/2016 |
| Eaton Vance Distributors, Inc. | Boston | MA | 11/2016 | Present |
| Eaton Vance Management | Boston | MA | 11/2016 | Present |
*472900 - Lindley Vacation rental; Investment related Yes; Bradenton, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 0; property management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-28 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-21 |
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