Douglas William Bazley

Employer firm

Modera Wealth Management, LLC CRD 155649

$17.7B regulatory AUM 43 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 09/2017
  Diversified Investment Advisors
  Asheville, NC
• 10/2009 → 09/2017
  Diversified Investors Securities Corp.
  Asheville, NC
• 10/2017 → 04/2022
  Prudential Insurance Company Of America
  Asheville, NC
• 10/2017 → 04/2022
  Prudential Investment Management Services Llc
  Asheville, NC
• 04/2022 → 04/2023
  Parsec Financial Managment Inc.
  Asheville, NC
• 04/2023 → 02/2025
  Modera Wealth Management, Llc
  Westwood, NJ
• 02/2025 → Present
  Modera Wealth Management, Llc
  Westwood, NJ

Previous Registrations

• 2022-04-14 → 2023-04-27
  Parsec Financial
  Asheville, NC
• 2008-09-26 → 2009-09-08
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Greenville, SC

Other Businesses

DOUGLAS BAZLEY POSITION: owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2007 ADDRESS: 503 Buckcove Terrace, Asheville NC 28805, United States DESCRIPTION: landlord

Exams

• S66 Uniform Combined State Law Examination
  2008-09-25
• S63 Uniform Securities Agent State Law Examination
  1999-12-15

Designations

• Certified Financial Planner

Other Names

• Doug William Bazley
• Doug William Bazley
• Doug Bazley