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56 Jefferson Avenue, Westwood, NJ 07675 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Investment Advisors | Asheville | NC | 09/2009 | 09/2017 |
| Diversified Investors Securities Corp. | Asheville | NC | 10/2009 | 09/2017 |
| Prudential Insurance Company Of America | Asheville | NC | 10/2017 | 04/2022 |
| Prudential Investment Management Services Llc | Asheville | NC | 10/2017 | 04/2022 |
| Parsec Financial Managment Inc. | Asheville | NC | 04/2022 | 04/2023 |
| Modera Wealth Management, Llc | Westwood | NJ | 04/2023 | 02/2025 |
| Modera Wealth Management, Llc | Westwood | NJ | 02/2025 | Present |
DOUGLAS BAZLEY POSITION: owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2007 ADDRESS: 503 Buckcove Terrace, Asheville NC 28805, United States DESCRIPTION: landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-15 |
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