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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-12-01 |
Branch Locations
200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States
Scotch Plains, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Florham Park | NJ | 12/2010 | Present |
1. MEMBER OF THE LECTURE COMMITTEE OF THE UNIVERSITY CLUB IN NYC. NOT INVESTMENT RELATED. THE ADDRESS OF THE CLUB IS 1 WEST 54TH STREET IN MANHATTAN. WE ARRANGE LECTURES FOR CLUB MEMBERS. PURELY SOCIAL/EDUCATIONAL. 2.CHAIRMAN OF LECTURE PROGRAM FOR THE UNIVERSITY CLUB 5 HOURS WEEKLY-VOLUNTEER, NO COMPENSATION. ADDRES:1 WEST 54TH STREET, NEW YORK, NY 3.I AM WORKING AS A VOLUNTEER ARMED GUARD FOR MY SHUL (HOUSE OF WORSHIP), CHABAD AT SHORT HILLS, UNDER THE FIRM SIXPOINT SECURITY. ROUGHLY FIVE HOURS PER WEEK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-21 |
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