Douglas James Brady

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 10/2024
  American Portfolios Financial Services
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2019-12-23 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

CHAMPLAIN WEALTH MANAGEMENT POSITION: bus owner NATURE: Insurance business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2016 ADDRESS: 2452 Route 9, Suite 304, Malta NY 12020, United States DESCRIPTION: processing any insurance applications

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-13
• S63 Uniform Securities Agent State Law Examination
  1997-11-17