James Andrew Randazzo

Employer firm

Lsp Advisory LLC CRD 305539

$24.8M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 12/2019
  Gwn Securities Inc.
  Palm Beach Gardens, FL
• 11/2019 → Present
  Lsp Advisory, Llc
  Largo, FL
• 10/2014 → Present
  Lsp Planning Llc
  Largo, FL

Previous Registrations

• 2016-10-18 → 2019-12-11
  Gwn Securities Inc.
  Clearwater, FL
  Palm Beach Gardens, FL
  Tampa, FL
  Largo, FL
  Palm Beach Gardens, FL

Other Businesses

LIFE INSURANCE, ANNUITIES, AND LONG TERM CARE POSITION: Rep NATURE: The nature of this business is to complete people's financial picture with fixed insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1996 ADDRESS: 650 Seminole Blvd, Largo FL 33770, United States DESCRIPTION: I currently sell Life Insurance, fixed annuities, equity indexed annuities and Long Term Care. I now use an FMO for Life Insurance called Bank on Yourself and have been authorized as a provider for them. BANK ON YOURSELF POSITION: Advisor NATURE: The nature of the business is to educate my clients on the benefits of cash value life insurance and when it may be a good fit for part of a clients investable assets. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2011 ADDRESS: 650 Seminole Blvd, Largo FL 33660, United States DESCRIPTION: My duties with regards to this business is like all my duties as a RR/IAR TAX CONSULTING/PREP POSITION: Leader NATURE: Tax prep and planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2000 ADDRESS: 650 Seminole Blvd, Largo FL 33770, United States DESCRIPTION: Duties include gathering data to deteremine if any options are available for the client to save or defer income tax. Tax preperation is usually included. MEDICARE ADVANTAGE/SUPP PLANS POSITION: Rep NATURE: Medicare planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/10/2018 ADDRESS: 650 Seminole Blvd, Largo FL 33604, United States DESCRIPTION: Medicare choices themselves-help with the different options availableand plans available. Premiums-based upon income. If doing Roth conversions or qualified plan distributions, this could bea big factor and needs to be discussed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-11
• S63 Uniform Securities Agent State Law Examination
  1997-02-24

Other Names

• Jamie Randazzo