Chuck Asher Edelstein

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2013-09-25

MO RA
APPROVED

Since 2013-09-25

Branch Locations

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	09/2013	Present
Cetera Investment Advisors Llc	Schaumburg	IL	09/2013	Present

09/2013 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
09/2013 → Present

Cetera Investment Advisors Llc

Schaumburg, IL

Previous Registrations

2011-12-07 → 2013-07-12

Msi Financial Services, Inc.

St. Louis, MO

Other Businesses

1)HEALTH INSURANCE SALES, NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, START 09/03/2013 2)CHEVRA KADISHA CEMETERY ASSOCIATION, NON-INVESTMENT RELATED, 1601 NORTH & SOUTH ROAD, ST. LOUIS, MO, BOARD MEMBER, START DATE 09/03/2013, 1 HR/MO.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-10-28
S65	Uniform Investment Adviser Law Examination	2001-05-31

S63 Uniform Securities Agent State Law Examination

2013-10-28
S65 Uniform Investment Adviser Law Examination

2001-05-31

Other Names

Chaim Edelstein
Chaim Edelstein
Chuck A Edelstein
Chaim Edelstein

View on SEC IAPD