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James Thompson Norris

Ameriprise Financial Services, LLC

Rock Hill, SC

Fort Mill, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-25
SC RA APPROVED 2008-02-11
NC RA APPROVED 2003-08-08
  • TX RA
    APPROVED_RES
    Since 2020-09-25
  • SC RA
    APPROVED
    Since 2008-02-11
  • NC RA
    APPROVED
    Since 2003-08-08

Branch Locations

331 E Main St Ste 200, Rock Hill, SC 29730-5371 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rock Hill SC 09/2005 03/2020
Ameriprise Financial Services, Llc Rock Hill SC 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-07
  • S66 Uniform Combined State Law Examination
    2003-08-07

View on SEC IAPD

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