E. Brian Mosallam

Current Employers

Employment History

• 09/1999 → 08/2018
  Axa Advisors, Llc
  New York, NY
• 08/2018 → 11/2020
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 08/2018 → 11/2020
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2020 → 07/2025
  Cadaret Grant & Co., Inc.
  Bingham Farms, MI
• 10/2024 → Present
  Spartan Wealth Advisory Services Llc
  Bingham Farms, MI
• 07/2025 → Present
  Lpl Financial Llc
  Bingham Farms, MI

Previous Registrations

• 2020-11-11 → 2025-07-07
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Syracuse, NY
  Birmingham, MI
  Bingham Farms, MI
  Syracuse, NY
  Syracuse, NY
• 2018-08-21 → 2020-11-24
  Cambridge Investment Research Advisors, Inc.
  Grosse Pointe Woods, MI
  Birmingham, MI
• 2010-07-21 → 2018-08-28
  Equitable Advisors, Llc
  New York, NY
  Dearborn, MI
  Dearborn, MI

Other Businesses

1- 07/2025 - Spartan Wealth Management - Non-Variable Insurance/Insurance Agency - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/01/2017 - 30 hours per month/ 8 hours during trading 2- 07/2025 - Spartan Capital Ventures LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 0 hours per month/ 0 hours during trading 3- 07/2025 - Spartan Wealth Management - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 03/01/2018 - 100 hours per month/ 40 hours during trading 4- 07/2025 - 32600 Telegraph LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 01/03/2022 - 0 hours per month/ 0 hours during trading 5- 07/18/2025 - Spartan Wealth Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/01/2018 - 100 hours per month/ 40 hours during trading - I provide investment advisory services through Spartan Wealth Management, an independent investment advisor firm. I started this business activity in 03/2018. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 03/27/2026 - Canton Mini Mart - Business Owner - Not Investment Related - Canton, MI - Start Date 05/01/2026 - 0 hours per month/ during trading 7. 03/27/2026 - Livonia Mini Mart - Business Owner - Not Investment Related - Livonia, MI - Start Date 05/01/2026 - 0 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-23
• S63 Uniform Securities Agent State Law Examination
  1997-02-25

Other Names

• Emad Mosallam
• Emad Brian Mosallam