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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
NJ RA APPROVED 2013-10-25
  • NY RA
    APPROVED
    Since 2021-05-13
  • NJ RA
    APPROVED
    Since 2013-10-25

Branch Locations

One Huntington Quadrangle Suite 1C01, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benefits Planning Corporation Melville NY 01/2006 10/2017
Anthony Izzo & Associates Melville NY 02/2012 10/2017
Voya Financial Advisors Melville NY 09/2014 Present
  • 01/2006 → 10/2017
    Benefits Planning Corporation
    Melville, NY
  • 02/2012 → 10/2017
    Anthony Izzo & Associates
    Melville, NY
  • 09/2014 → Present
    Voya Financial Advisors
    Melville, NY
Previous Registrations
  • 2007-10-05 → 2011-01-03
    Voya Financial Partners, Llc
    Melville, NY
    Melville, NY
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1 HUNTINGTON QUADRANGLE STE 1C01; MELVILLE; NY; 11747; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/3/2012; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-04
S63 Uniform Securities Agent State Law Examination 1997-11-03
  • S65 Uniform Investment Adviser Law Examination
    2007-10-04
  • S63 Uniform Securities Agent State Law Examination
    1997-11-03
Other Names
  • Stephen Frank Grande

View on SEC IAPD

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