Gretchen Frank Carey

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2011-01-28
CA	RA	APPROVED	2009-06-01

PA RA
APPROVED

Since 2011-01-28
CA RA
APPROVED

Since 2009-06-01

Branch Locations

1787 Sentry Parkway West Building 18 Street 440, Blue Bell, PA 19422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metal Edge Intl	N Wales	PA	01/1986	Present
J. B. Hanauer & Co.	Philadelphia	PA	02/1999	Present
Morgan Stanley Smith Barney	Jenkintown	PA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

01/1986 → Present

Metal Edge Intl

N Wales, PA
02/1999 → Present

J. B. Hanauer & Co.

Philadelphia, PA
06/2009 → Present

Morgan Stanley Smith Barney

Jenkintown, PA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Jenkintown, PA
2005-08-08 → 2007-04-02

Morgan Stanley Dw Inc.

Jenkintown, PA

Jenkintown, PA

Other Businesses

BUSINESS / COMPANY;SOLE PROPRIETOR / OWNER / PARTNER;337 WEST WALNUT LLC;01/2015;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 1. *420162 - Trust; Investment related Yes; Rumson, PA; Jan 2021; During business hours: 0; After business hours: 1.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-17
S63	Uniform Securities Agent State Law Examination	1997-05-20

S65 Uniform Investment Adviser Law Examination

1998-11-17
S63 Uniform Securities Agent State Law Examination

1997-05-20

Other Names

Gretchen Rees Frank Carey

View on SEC IAPD