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Anthony Raymond Soria

Wells Fargo Clearing Services, LLC

Fresno, CA

Fresno, CA

Fresno, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-16
CA RA APPROVED 2011-05-03
  • TX RA
    APPROVED
    Since 2020-03-16
  • CA RA
    APPROVED
    Since 2011-05-03

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

710 E Shaw Ave, Fresno, CA 93710 • United States

8420 N Friant Rd, Fresno, CA 93720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fresno CA 04/2011 11/2016
Wells Fargo Clearing Services, Llc Fresno CA 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2011-05-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fresno, CA
    Selma, CA
    Roseville, CA
    Fresno, CA
    Roseville, CA
  • 2003-08-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Fresno, CA
    Roseville, CA
    Roseville, CA
    Selma, CA
    Reedley, CA
    Fresno, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-04
S63 Uniform Securities Agent State Law Examination 1999-12-06
  • S66 Uniform Combined State Law Examination
    2003-08-04
  • S63 Uniform Securities Agent State Law Examination
    1999-12-06
Designations
Other Names
  • Tony Raymond Soria

View on SEC IAPD

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