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Carol Upton Crain

Pfs Investments Inc.

Bethel, CT

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-04-28
  • CT RA
    APPROVED
    Since 2012-04-28

Branch Locations

6 Berkshire Blvd Ste 307, Bethel, CT 06801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Bethel CT 09/1995 Present
Pfs Investments Inc. Bethel CT 12/1996 Present
  • 09/1995 → Present
    Primerica Financial Services
    Bethel, CT
  • 12/1996 → Present
    Bethel, CT
Other Businesses

SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES UNITED CONGREGATIONAL CHURCH - BOARD OF FINANCE, UNTIL 6/30/2011

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-28
S63 Uniform Securities Agent State Law Examination 1997-03-10
  • S65 Uniform Investment Adviser Law Examination
    2012-03-28
  • S63 Uniform Securities Agent State Law Examination
    1997-03-10
Other Names
  • Carol Krummell

View on SEC IAPD

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