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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-09-21
  • CO RA
    APPROVED
    Since 2017-09-21

Branch Locations

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Colorado Springs CO 03/2007 Present
Other Businesses

1. 08/24/2007 - Life Investment Group, LLC - INV REL - AT REPORTED LOCATION BUSINESS LOCATION(s) - DBA for LPL Business (entity for LPL business) 2. 03/24/2026 - Life Investment Group. LLC / Sarah Peterson - Notary - Investment Related - At Reported Business Location(s) - Start Date 03/12/2026 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-21
  • S66 Uniform Combined State Law Examination
    2017-09-21

View on SEC IAPD

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