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El Dorado Hills, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2016-02-25 |
Branch Locations
1792 Tribute Road Suite 270, Sacramento, CA 95815 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance | Spfld | MA | 03/2002 | Present |
| Storehouse Financial | Folsom | CA | 07/2013 | 12/2020 |
| Riverpath Investments, Llc | Folsom | CA | 09/2015 | Present |
NAME:ASSET STRATEGIES GROUP/ASG INSURANCE AND FINANCIAL SERVICES, INC. INV REL: Y. ADD:1792 TRIBUTE ROAD, SUITE 270, SACRAMENTO, CA 95815. NATURE:LIFE, HEALTH. POSITION:OWNERSHIP. START DATE:12/2000 NO. HR/MO:20. NO. HR/MO DURING SEC TRADING:8. Solicitor and Marketing Strategist of RiverPath Investments LLC Investment Related: Yes Address: 1024 Iron Point Road, #100-1490, Folsom, CA 95630 As a solicitor, Tim refers potential individual and business clients to RiverPath Investments who may benefit from investment advisory or pension consulting services, along with relationship management of existing clients. Tim began soliciting for RiverPath Investments in September of 2015. Tim also provides guidance on portfolio allocation and fund analysis. Tim spends approximately 60 hours per month soliciting for RiverPath Investments, 3 hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-25 |
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