Francis John Girard

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1998 → 05/2019
  Ameriprise Financial Services, Inc.
  East Setauket, NY
• 05/2019 → Present
  Raymond James Financial Services, Inc.
  East Setauket, NY
• 05/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  East Setauket, NY

Previous Registrations

• 2006-10-04 → 2019-05-31
  Ameriprise Financial Services, Llc
  Bohemia, NY
  East Setauket, NY

Other Businesses

(1)Name of Business: 376 Mark Tree Rd LLC Address: 40 Cobbler Lane, East Setauket, NY, 11733, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/11/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord (2)Name of Business: 8 Pheasant Court LLC Address: 40 Cobbler Lane, East Setauket , NY, 11733, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/11/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord (3)Name of Business: Rack Lane LLC Address: 40 Cobbler Lane, East Setauket , NY, 11733, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/02/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Member (4)Name of Business: Viceroy Place LLC Address: 40 cobbler Lane , East Setauket, NY, 11733, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/03/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Member

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-01-14

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Frank Girard
• Francis John Girard