Joseph Karas

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-16
NY	RA	APPROVED	2021-06-16
NJ	RA	APPROVED	2014-01-13
TX	RA	APPROVED_RES	2009-06-01

FL RA
APPROVED

Since 2022-03-16
NY RA
APPROVED

Since 2021-06-16
NJ RA
APPROVED

Since 2014-01-13
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

Jupiter, FL • United States

1585 Broadway 21St Floor, New York, NY 10036 • United States

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2002-09-12 → 2009-06-01

Morgan Stanley & Co. Llc

New York, NY

New York, NY

Other Businesses

* 410653 - Power of Attorney; Investment related Yes; Madison, CT; May 2016; During business hours: 1; After business hours: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-25
S63	Uniform Securities Agent State Law Examination	2000-08-28

S65 Uniform Investment Adviser Law Examination

2002-06-25
S63 Uniform Securities Agent State Law Examination

2000-08-28

View on SEC IAPD