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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-18
  • AZ RA
    APPROVED
    Since 2024-12-18

Branch Locations

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Surprise, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Surprise AZ 04/2014 Present
Verus Capital Partners Surprise AZ 06/2014 Present
Householder Group Estate & Retirement Specialists Surprise AZ 12/2017 Present
Ip Financial Advisory Services Llc Charlotte NC 11/2024 Present
  • 04/2014 → Present
    Securities America Inc
    Surprise, AZ
  • 06/2014 → Present
    Verus Capital Partners
    Surprise, AZ
  • 12/2017 → Present
    Householder Group Estate & Retirement Specialists
    Surprise, AZ
  • 11/2024 → Present
    Charlotte, NC
Previous Registrations
  • 2017-12-06 → 2025-01-03
    Householder Group Estate & Retirement Specialists
    Scottsdale, AZ
    Surprise, AZ
  • 2015-01-01 → 2017-12-12
    Surprise, AZ
  • 2014-06-19 → 2014-12-31
    Surprise, AZ
  • 2004-04-06 → 2014-04-14
    Sii Investments, Inc.
    Vancouver, WA
    Portland, OR
Other Businesses

1) ERIK WALKER - RENTAL PROPERTY - OWNER - 0% TIME SPENT 2) INSURANCE SALES - AGENT - INVSTMENT RELATED - START DATE: 02/2004 - LOCATED AT 16504 W LARIAT LN, SURPRISE, AZ 85387 - 25% TIME SPENT 3) WALKER FINANCIAL EDUCATIONAL SERVICES - POSITION: SPEAKER - NATURE: FINANCIAL EDUCATION WORKSHOPS - START DATE: 03/31/2015 4) Mobile notary loan signings for mortgages. No ownership in the mortgage company. Paid a fee to notarize the documents. Start date: 06/25/2020 5) Agent; SBG; Investment Related: Yes;12701 Whitewater Drive #200 Minetonka MN 55343 US; Description of the business: SBG offers insurance products including Fixed Index Annuities, Fixed Annuities, and Life Insurance.; Responsibilities Duties: Selling FIA; Start date with business: 2021-04-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 25 6) DBA. WALKER FINANCIAL. Start 11/2024 7) Name of Business: Affordacare Investment-Related Nature: No Address of the Other Business: Surprise, AZ 85387 Nature of the Other Business: Group benefits Position, Title, or Relationship: Agent Start Date of the Relationship: 01/2026 Approximate Number of Hours per Month Devoted: 100 hrs./month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-05
S65 Uniform Investment Adviser Law Examination 1999-07-21
S63 Uniform Securities Agent State Law Examination 1998-07-13
  • S66 Uniform Combined State Law Examination
    2004-04-05
  • S65 Uniform Investment Adviser Law Examination
    1999-07-21
  • S63 Uniform Securities Agent State Law Examination
    1998-07-13
Other Names
  • Erik R Walker

View on SEC IAPD

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