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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-28 |
| FL | RA | APPROVED | 2019-12-23 |
Branch Locations
4210 Nw 37Th Pl Ste 100, Gainesville, FL 32606 • United States
1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States
9488 Sw 80Th Ave, Ocala, FL 34481 • United States
3201 Sw College Rd, Ocala, FL 34474 • United States
5407 Se 111Th St, Belleview, FL 34420 • United States
3541 Se Maricamp Rd, Ocala, FL 34471 • United States
2001 Sw 17Th St, Ocala, FL 34471 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc | Fairfield | IA | 01/2014 | 06/2017 |
| Cambridge Investment Research Advisor Inc. | Fairfield | IA | 01/2014 | 06/2017 |
| Compass Bank | Birmingham | AL | 06/2017 | Present |
| Bbva Securites Inc. | Ocala | FL | 06/2017 | 12/2019 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2017 | Present |
| Bbva Wealth Solutions Inc. | Ocala | FL | 06/2017 | 12/2019 |
| Wells Fargo Clearing Services, Llc | Ocala | FL | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-30 |
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