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Mark Francis Magajne

LPl Financial LLC

Chicago, IL

Michigan City, IN

CRD 2837573

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-08-21
TX RA APPROVED_RES 2016-04-22
IL RA APPROVED 2007-04-17
  • IN RA
    APPROVED
    Since 2019-08-21
  • TX RA
    APPROVED_RES
    Since 2016-04-22
  • IL RA
    APPROVED
    Since 2007-04-17

Branch Locations

420 W. Grand Ave, Suite 1B, Chicago, IL 60654 • United States

Michigan City, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Air Force Reserve Grissom Afb IN 09/2001 09/2018
Lpl Financial Llc Chicago IL 05/2005 Present
  • 09/2001 → 09/2018
    U.S. Air Force Reserve
    Grissom Afb, IN
  • 05/2005 → Present
    Chicago, IL
Other Businesses

1. 2/14/2011: NON-VARIABLE INSURANCE - LEADERS PARTNERS - INSURANCE SALES. OFFERED THROUGH LEADERS PARTNERS, BARRINGTON, IL. - 3% OF TIME SPENT. 2. 1/12/2012: OTHER-FOR ACCOUNTING PURPOSES ONLY - PRIMORC FINANCIAL INC. - USE PRIMORC FINACIAL FOR ACCOUNTING PURPOSES IN MANAGING BUSINESS. PRIMORC IS NOT USED AS A DBA OR IN ANY WAY WITH CLIENTS. - 1% OF TIME SPENT - CHICAGO, IL. 3. 1/9/2020 - No Business Name - Not Investment Related - Berwyn, IL 60402 - Real Estate Rental - Started 12/16/2019 - 2 Hours Per Month/0 Hours During Securities Trading - 3 unit rental building. 4. 1/31/2020 - JKM LLC - Investment Related - 420 W. Grand Ave, Unit 1b, Chicago, IL. 60654 - Real Estate Rental - Started 03/27/2014 - 1 Hour Per Month During Securities Trading - 1 commercial space. 5. 9/8/2020 - MV Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/21/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 2/3/2021 - No Business Name - Investment Related - Home Based - Non-Variable Insurance - Started 12/21/2020 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-16
S65 Uniform Investment Adviser Law Examination 2000-06-07
S63 Uniform Securities Agent State Law Examination 1996-12-27
  • S66 Uniform Combined State Law Examination
    2007-04-16
  • S65 Uniform Investment Adviser Law Examination
    2000-06-07
  • S63 Uniform Securities Agent State Law Examination
    1996-12-27
Other Names
  • Mark Magajne

View on SEC IAPD

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