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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 08/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 09/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2008 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. TRUSTEE - GAJDA FAMILY TRUST, 9 WELDON HEIGHT, LADERA RANCH, , CALIFORNIA, 92694, United States, IMMEDIATE FAMILY, START DATE: 01/23/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE ON OUR FAMILY TRUST 3. PRESIDENT, COTO MGA, COTO DE CAZA GOLF & RACQUET CLUB, COTO DE CAZA, , CALIFORNIA, 92679, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/31/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, I RAN MONTHLY MEETINGS FOR OTHER BOARD MEMBERS, DEALT WITH GM AND DIRECTOR OF GOLF TO HELP RUN MEMBER GOLF TOURNAMENTS. non-investment related. 4. OWNER, FORWARD IN FAITH, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/07/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, SKRE4, LLC, LEGAL ENTITY, START DATE: 11/07/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-07 |
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