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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-11 |
| WA | RA | APPROVED | 2009-04-29 |
Branch Locations
195 E. George Hopper Road, Burlington, WA 98233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Burlington | WA | 04/2009 | Present |
1) MERJ PROPERTIES LLC; INVESTMENT RELATED; 1243 GERDES RD, CAMANO ISLAND, WA 98282; LLC OWNS RENTAL PROPERTIES; TRUSTEE; BEGINNING 9/1/14; APPROX 1 HR/WEEK; NO TIME DEVOTED TO THE ACTIVITY DURING MARKET TRADING HOURS; PAY BILLS. 2) SKAGIT PRESCHOOL & RESOURCE CENTER; NON-INVESTMENT RELATED; MOUNT VERNON, WA; NON-PROFIT; BOARD OF DIRECTORS; STARTING 9/1/2017; 2 HR/MO; NO TIME DURING SECURITIES TRADING HOURS; ATTEND BOARD MEETINGS. 3) LA QUINTA VACATION RENTAL; INVESTMENT RELATED; CAMINO ISLAND, WA; VACATION RENTAL; PART OWNER; STARTING 1/27/2021; APPROX. 4 HR/MO. AND NO TIME DURING SECURITIES TRADING HOURS; MANAGE PROPERTY WITH SHARED OWNERS OF VACATION RENTAL PROPERTY. 4) YMCA OF SKAGIT COUNTY; NON-INVESTMENT RELATED; MOUNT VERNON, WA; NON-PROFIT; FINANCE COMMITTEE MEMBER; START 8/1/19; 2 HRS/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; PART OF A COMMITTEE THAT REVIEWS FINANCES. 5) MARK HENDRICKSON IRREVOCABLE TRUST; START 7/27/10. 6) SKAGIT COMMUNITY FOUNDATION; INVESTMENT RELATED; MOUNT VERNON, WA; NON-PROFIT; INVESTMENT COMMITTEE MEMBER; START 1/1/22; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I REVIEW INVESTMENTS WITH COMMITTEE MEMBERS. 7) WASHINGTON STATE UNIVERSITY FOUNDATION ENDOWMENT - INVESTMENT COMMITTEE; INVESTMENT RELATED; PULLMAN, WA; NON-PROFIT; INVESTMENT COMMITTEE MEMBER; START 3/1/23; 2 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I REVIEW QUARTERLY REPORTS FROM INVESTMENT MANAGER AND ATTEND MEETINGS. 8) STANWOOD CANNONS LEGION BASEBALL; NON-INVESTMENT RELATED; 1030 D JORUP STREET, CAMAMO ISLAND, WA 98282; TREASURER; STARTING 5/15/2024; SUMMER BASEBALL LEAGUE FOR HIGH SCHOOL KIDS; 20 HRS PER MONTH AND DURING MARKET TRADING HOURS. 9) STANWOOD HIGH SCHOOL BOOSTER CLUB; NON-INVESTMENT RELATED; STANWOOD, WA; NON-PROFIT; PRESIDENT; START 7/1/25; 10 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I RUN MEETINGS AND OVERSEE THE EXECUTIVE BOARD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-24 |
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